Clinical Trials /

Chemotherapy and Locoregional Therapy Trial (Surgery or Radiation) for Patients With Head and Neck Cancer

NCT03107182

Description:

Carboplatin, nab-paclitaxel, and nivolumab combination will be administered for three cycles of three weeks duration each. TORS or RT/CRT will be performed after induction chemotherapy (i.e. day 64 of therapy). Patients with low risk and small volume tonsillar disease (T1-T2, non-bulky N2A-N2B with ≤2 non-lower neck lymph nodes measuring ≤5 cm in size) or base of tongue disease (T1-2 with lateralized primary ≤3 cm, non-bulky N2A-N2B with ≤2 non-lower neck lymph nodes measuring ≤5 cm in size) who have ≥50% reduction by RECIST following induction chemotherapy will undergo TORS and selective nodal dissection. De-intensified adjuvant RT will be given for adverse pathologic features. Patients may refuse TORS treatment. Patients with low risk, who do not qualify for TORS (due to volume of disease or poor visualization/access) or refuse TORS, who have ≥50% reduction by RECIST following induction chemotherapy will be given de-intensified treatment with radiation alone to 50 Gy. Before induction chemotherapy, patients will undergo examination under anesthesia and direct laryngoscopy to tattoo and photograph the primary tumor to plan the post-induction resection. Adjuvant nivolumab will be offered to all patients for 6-months post completion of definitive therapy (7 doses given as a flat dose of 480mg, every four weeks).

Related Conditions:
  • Head and Neck Squamous Cell Carcinoma
  • Oropharyngeal Squamous Cell Carcinoma
Recruiting Status:

Active, not recruiting

Phase:

Phase 2

Trial Eligibility

Document

Title

  • Brief Title: Chemotherapy and Locoregional Therapy Trial (Surgery or Radiation) for Patients With Head and Neck Cancer
  • Official Title: A Phase II Trial of Nivolumab/Nab-paclitaxel/Carboplatin Induction Chemotherapy Followed by Response-stratified Locoregional Therapy for Patients With Locoregionally Advanced HPV-related Oropharyngeal Cancer- the OPTIMA II Trial

Clinical Trial IDs

  • ORG STUDY ID: IRB17-0104
  • NCT ID: NCT03107182

Conditions

  • HPV-Related Squamous Cell Carcinoma
  • HNSCC

Interventions

DrugSynonymsArms
nab-paclitaxelnanoparticle albumin-bound paclitaxel, AbraxaneInduction Chemotherapy
CarboplatinparaplatinInduction Chemotherapy
NivolumabOpdivoInduction Chemotherapy
CisplatinplatinolIntermediate De-escalation Arm (IDA)
HydroxyureaIntermediate De-escalation Arm (IDA)
5-FUAdrucil, CaracIntermediate De-escalation Arm (IDA)
DexamethasoneIntermediate De-escalation Arm (IDA)
FamotidinepepcidIntermediate De-escalation Arm (IDA)
DiphenhydraminebenadrylIntermediate De-escalation Arm (IDA)
PaclitaxeltaxolIntermediate De-escalation Arm (IDA)

Purpose

Carboplatin, nab-paclitaxel, and nivolumab combination will be administered for three cycles of three weeks duration each. TORS or RT/CRT will be performed after induction chemotherapy (i.e. day 64 of therapy). Patients with low risk and small volume tonsillar disease (T1-T2, non-bulky N2A-N2B with ≤2 non-lower neck lymph nodes measuring ≤5 cm in size) or base of tongue disease (T1-2 with lateralized primary ≤3 cm, non-bulky N2A-N2B with ≤2 non-lower neck lymph nodes measuring ≤5 cm in size) who have ≥50% reduction by RECIST following induction chemotherapy will undergo TORS and selective nodal dissection. De-intensified adjuvant RT will be given for adverse pathologic features. Patients may refuse TORS treatment. Patients with low risk, who do not qualify for TORS (due to volume of disease or poor visualization/access) or refuse TORS, who have ≥50% reduction by RECIST following induction chemotherapy will be given de-intensified treatment with radiation alone to 50 Gy. Before induction chemotherapy, patients will undergo examination under anesthesia and direct laryngoscopy to tattoo and photograph the primary tumor to plan the post-induction resection. Adjuvant nivolumab will be offered to all patients for 6-months post completion of definitive therapy (7 doses given as a flat dose of 480mg, every four weeks).

Detailed Description

      A phase II trial in human papillomavirus (HPV)-positive oropharyngeal squamous cell cancer
      (as determined by p16 immunohistochemistry with confirmatory ISH or PCR) to determine
      radiologic response to induction chemotherapy with nivolumab. Patients will undergo
      evaluation by a multidisciplinary team prior to risk assessment. The patients will be
      assigned to high or low risk groups based on tumor size, lymph node involvement, and smoking
      history. Patients will be assigned to treatment with induction chemotherapy with carboplatin,
      nab-paclitaxel, and nivolumab. Radiologic response to induction chemotherapy according to
      RECIST measurement of tumor shrinkage will then be used for therapeutic stratification of
      locoregional therapy, consisting of either transoral robotic surgery (TORS) or radiation with
      or without chemotherapy. Patients with low risk disease (see table above) and small volume
      tonsillar/BOT disease (T1-2 primary, non-bulky N2A-N2B nodal status) who have ≥50% reduction
      by RECIST following induction chemotherapy will undergo TORS for primary site resection and
      selective nodal dissection as a definitive treatment if technically feasible with adjuvant
      radiation for adverse pathologic features. Patients with other low risk tumors e.g. with
      higher volume disease, or who refuse surgery, who also have ≥50% reduction by RECIST
      following induction chemotherapy will be given de-intensified treatment with radiation alone
      to 50 Gy (no chemotherapy). Patients with low risk features and <50% but ≥30% reduction OR
      high risk features (T4, bulky N2B or N2C-N3, >10 pack-years tobacco use) with ≥50% reduction
      will receive de-intensified chemoradiation with concurrent cisplatin-RT to 50 Gy (5 weeks) or
      TFHX to 45 Gy (3 cycles/6 weeks). Patients with low risk features and <30% reduction OR high
      risk disease with <50% reduction or any patients with progressive disease during induction
      chemotherapy will undergo chemoradiotherapy with concurrent cisplatin-RT to 70 Gy (7 weeks)
      or TFHX to 75 Gy (5 cycles/10 weeks). Patients with both high and low risk features who have
      ≥50% reduction will receive locoregional therapy targeting the pre-chemotherapy extent of
      disease only. Adjuvant nivolumab will be offered to all patients for 6-months post completion
      of definitive therapy (7 doses given as a flat dose of 480mg, every four weeks).
    

Trial Arms

NameTypeDescriptionInterventions
Induction ChemotherapyExperimentalAll enrolled patients will receive three 21-day cycles of chemotherapy consisting of nab-paclitaxel (100 mg/m2 on days 1, 8, 15; 9 doses total), carboplatin (AUC 5 on day 1; 3 doses total), and nivolumab (360 mg on days 1; 3 doses total). Growth factor support will be provided using G-CSF administered on days 16-18. Adjuvant nivolumab will be offered to all patients for 6-months post completion of locoregional therapy.
  • nab-paclitaxel
  • Carboplatin
  • Nivolumab
Single Modality De-escalation Arm (SDA)ExperimentalFollowing the induction treatments (carboplatin, nab-paclitaxel, and nivolumab), patients will be assessed based on response to chemotherapy and high or low risk status. Patients with low risk and small volume tonsillar disease (T1-T2, non-bulky N2A-N2B with ≤2 non-lower neck lymph nodes measuring ≤5 cm in size) or base of tongue disease (T1-2 with lateralized primary ≤3 cm, non-bulky N2A-N2B with ≤2 non-lower neck lymph nodes measuring ≤5 cm in size) who have ≥50% reduction by RECIST following induction chemotherapy will undergo TORS and selective nodal dissection. De-intensified adjuvant RT will be given for adverse pathologic features. Patients may refuse TORS treatment. Patients with low risk, who do not qualify for TORS (due to volume of disease or poor visualization/access) or refuse TORS, who have ≥50% reduction by RECIST following induction chemotherapy will be given de-intensified treatment with radiation alone to 50 G.
  • Nivolumab
Intermediate De-escalation Arm (IDA)ExperimentalFollowing the induction treatments (carboplatin, nab-paclitaxel, and nivolumab), patients will be assessed based on response to chemotherapy and high or low risk status. Patients who have low risk disease with <50% but ≥30% reduction of tumor by RECIST with induction chemotherapy will receive CRT to 50 Gy with concurrent bolus cisplatin (x2 doses) or TFHX (paclitaxel, 5-FU, hydroxyurea, dexamethasone, famotidine, and diphenhydramine) to 45 Gy (3 cycles). Patients who have high risk disease and ≥50% reduction of tumor by RECIST with induction chemotherapy will receive CRT to 50 Gy with concurrent bolus cisplatin (x2 doses) or TFHX to 45 Gy (3 cycles).
  • Nivolumab
  • Cisplatin
  • Hydroxyurea
  • 5-FU
  • Dexamethasone
  • Famotidine
  • Diphenhydramine
  • Paclitaxel
Regular Dose Arm (RDA)ExperimentalFollowing the induction treatments (carboplatin, nab-paclitaxel, and nivolumab), patients will be assessed based on response to chemotherapy and high or low risk status. Patients who have low risk disease and <30% reduction of tumor by RECIST with induction chemotherapy will receive CRT to 70 Gy with concurrent bolus cisplatin (x3 doses) or TFHX (paclitaxel, 5-FU, hydroxyurea, dexamethasone, famotidine, and diphenhydramine) to 75 Gy (5 cycles). Patients who have high risk disease and <50% reduction of tumor by RECIST with induction chemotherapy will receive CRT to 70 Gy with concurrent bolus cisplatin (x3 doses) or TFHX to 75 Gy (5 cycles). Any patient who has progressive disease will receive CRT to 70 Gy with concurrent bolus cisplatin (x3 doses) or TFHX to 75 Gy (5 cycles).
  • Nivolumab
  • Cisplatin
  • Hydroxyurea
  • 5-FU
  • Dexamethasone
  • Famotidine
  • Diphenhydramine
  • Paclitaxel

Eligibility Criteria

        Inclusion Criteria:

          -  Patients must have pathologically confirmed HPV-positive head and neck squamous cell
             carcinoma of the oropharynx. Confirmed HPV-positive disease of other subsites are
             uncommon but also eligible.

          -  HPV testing must be compliant with the following criteria:

          -  p16 IHC positivity is sufficient to enroll and initiate treatment (p16 IHC
             interpretation to follow guidelines by Jordan and Lingen et al89).

          -  p16 IHC positivity is to be validated using an HPV PCR during the induction phase.
             This is essential as HPV genotype influences treatment arm allocation, with non-HPV16
             HPV strains being considered high risk.

          -  Availability of ≥10 unstained 5 micron slides (to be provided to HTRC at the
             University of Chicago). Patients who cannot fulfill this requirement will need to
             undergo a new biopsy prior to enrollment on study.

          -  Patients must be at least 18 years of age.

          -  Patients with AJCC (7th edition, 2010) N2-N3 nodal disease or T3-T4 primary tumor.

          -  Measurable disease (either primary site and/or nodal disease) by RECIST 1.1 criteria.

          -  No previous radiation or chemotherapy for a head and neck cancer.

          -  No complete surgical resection for a head and neck cancer within 8 weeks of enrollment
             (although lymph node biopsy including excision of an individual node with presence of
             residual nodal disease, or surgical biopsy/excision of the tumor with residual disease
             is acceptable).

          -  ECOG performance status 0-1 (Karnofsky greater than or equal to 80%).

          -  Normal Organ Function

          -  Leukocytes ≥3000/mm3,

          -  platelets ≥100,000/mm3,

          -  absolute neutrophil count ≥1,500,

          -  hemoglobin >9.0 gm/dL,

          -  AST and ALT <2.5 X ULN

          -  alkaline phosphatase <2.5 X ULN

          -  albumin >2.9 gm/dL, 29 Version Date: 12/28/2016

          -  total bilirubin ≤1.5 mg/dl,

          -  creatinine clearance >45 mL/min (or SCr <1.5 mg/dL), normal within 2 weeks prior to
             start of treatment.

          -  The standard Cockcroft and Gault formula or the measured glomerular filtration rate
             must be used to calculate CrCl for enrollment or dosing

          -  Patients must sign a study-specific informed consent form prior to study entry.
             Patients should have the ability to understand and the willingness to sign a written
             informed consent document.

          -  Age, Sex, and Reproductive Status:

               1. Men and women, ages > 18.

               2. Women of childbearing potential (WOCBP=premenopausal woman capable of becoming
                  pregnant) must have a negative serum or urine pregnancy test (minimum sensitivity
                  25 IU/L or equivalent units of HCG) within 24 hours prior to the start of study
                  drug.

               3. Women must not be breastfeeding.

               4. WOCBP must agree to follow instructions for method(s) of contraception for the
                  duration of treatment with study drug(s) plus 5 half-lives of study drug(s) plus
                  30 days (duration of ovulatory cycle) for a total of 23 weeks post-treatment
                  completion.

               5. Men who are sexually active with WOCBP must agree to follow instructions for
                  method(s) of contraception for the duration of treatment with study drug(s) plus
                  5 half-lives of study drug(s) plus 90 days (duration of sperm turnover) for a
                  total of 31 weeks post treatment completion.

               6. Azoospermic males and WOCBP who are continuously not heterosexually active are
                  exempt from contraceptive requirements. However, they must still undergo
                  pregnancy testing as described in this section.

          -  Investigators shall counsel WOCBP and male subjects who are sexually active with WOCBP
             on the importance of pregnancy prevention and the implications of an unexpected
             pregnancy. Investigators shall advise WOCBP and male subjects who are sexually active
             with WOCBP on the use of highly effective methods of contraception. Highly effective
             methods of contraception have a failure rate of <1% when used consistently and
             correctly.

          -  At a minimum subjects must agree to the use of one method of highly effective
             contraception as listed below:

        HIGHLY EFFECTIVE METHODS OF CONTRACEPTION

          -  Hormonal methods of contraception including combined oral contraceptive pills, vaginal
             ring, injectables, implants and intrauterine devices (IUDs) such as Mirena® by WOCBP
             subject or male subject's WOCBP partner

          -  IUDs, such as ParaGard®

          -  Tubal ligation

          -  Vasectomy 30 Version Date: 12/28/2016

          -  Complete Abstinence*

               -  *Complete abstinence is defined as complete avoidance of heterosexual intercourse
                  and is an acceptable form of contraception for all study drugs. Female subjects
                  must continue to have pregnancy tests. Acceptable alternate methods of highly
                  effective contraception must be discussed in the event that the subject chooses
                  to forego complete abstinence.

        Subjects are encouraged to use two methods of contraception, with one method being highly
        effective and the other method being either highly effective or less effective as listed
        below:

        LESS EFFECTIVE METHODS OF CONTRACEPTION

          -  Diaphragm with spermicide

          -  Cervical cap with spermicide

          -  Vaginal sponge

          -  Male condoms and spermicide

          -  Male condom without spermicide

          -  Progestin only pills by WOCBP subject or male subject's WOCBP partner

          -  Female condom*

               -  *A male and female condom must not be used together

        Exclusion Criteria:

          -  Unequivocal demonstration of distant metastases (M1 disease).

          -  Unidentifiable primary site.

          -  Intercurrent medical illnesses which would impair patient tolerance to therapy or
             limit survival. Including but not limited to ongoing or active infection,
             immunodeficiency, symptomatic congestive heart failure, pulmonary dysfunction,
             cardiomyopathy, unstable angina pectoris, cardiac arrhythmia, or psychiatric
             illness/social situations that would limit compliance.

          -  Pregnant and nursing women are excluded because of the potential teratogenic effects
             and potential unknown effects on nursing newborns (please see above paragraph under
             inclusion criteria regarding WOCBP) 31 Version Date: 12/28/2016

          -  Prior surgical therapy other than incisional/excisional biopsy or organ-sparing
             procedures such as debulking of airway-compromising tumors. Residual measurable tumor
             is required for enrollment on study as outlined above

          -  Patients receiving other investigational agents.

          -  Peripheral neuropathy >grade 1

          -  Has a diagnosis of immunodeficiency or is receiving systemic steroid therapy in excess
             of physiologic dose or any other form of immunosuppressive therapy within 7 days prior
             to the first dose of trial treatment.

          -  Has a known history of active tuberculosis (Bacillus Tuberculosis infection)

          -  Has hypersensitivity to nivolumab or any other drug used in this protocol.

          -  Has had a prior systemic anti-cancer treatment within the last 8 weeks

          -  Has a known additional malignancy that is progressing or requires active treatment.
             Exceptions include basal cell carcinoma of the skin or squamous cell carcinoma of the
             skin that has undergone potentially curative therapy or in situ cervical cancer or any
             tumors that are not likely to influence live expectancy in the subsequent 3 years
             without active treatment (e.g. low grade prostate cancer in absence of therapy).

          -  Has active autoimmune disease that has required systemic treatment in the past year
             (i.e. with use of steroids or immunosuppressive drugs). Replacement therapy e.g.
             levothyroxine, insulin, or physiologic corticosteroid doses for adrenal or pituitary
             insufficiency, etc. are not considered a form of systemic treatment.

          -  Has known history of, or any evidence of active, non-infectious pneumonitis.

          -  Has a history of Human Immunodeficiency Virus (HIV) (HIV 1/2 antibodies).

          -  Has known active Hepatitis B (e.g., HBsAg reactive) or Hepatitis C (e.g., HCV RNA
             [qualitative] is detected). However, if eradicated patient is eligible.

          -  Has received a live vaccine within 28 days of planned start of study therapy. o Note:
             Seasonal influenza vaccines for injection are generally inactivated flu vaccines and
             are allowed; however intranasal influenza vaccines (e.g., Flu-Mist®) are live
             attenuated vaccines, and are not allowed within 28 days prior to initiation of
             treatment.
      
Maximum Eligible Age:N/A
Minimum Eligible Age:18 Years
Eligible Gender:All
Healthy Volunteers:No

Primary Outcome Measures

Measure:Evaluate the tumor shrinkage (%) to measure the deep response rate (DRR)
Time Frame:24 months
Safety Issue:
Description:DRR is defined as ≥50% tumor shrinkage by RECIST 1.1. We will evaluate the overall percentage of patients treated with dose-reduced radiotherapy or TORS to determine the tumor shrinkage based on treatment received.

Secondary Outcome Measures

Measure:number of patients with adverse events
Time Frame:24 months
Safety Issue:
Description:All recorded adverse events will be listed and tabulated by system organ class, preferred term and treatment. Vital signs and clinical laboratory test results will be listed and summarized by treatment. Any significant physical examination findings, and clinical laboratory results will be listed. ECG readings will be evaluated by the investigator and abnormalities, if present, will be listed.
Measure:to measure the 2 year progression-free survival (PFS)
Time Frame:From start date of therapy to the date of first documented disease progression or death from any cause, whichever may come first, assessed up to 24 months
Safety Issue:
Description:
Measure:to measure the 2 year overall survival (OS)
Time Frame:From start date of therapy to the date of documented death, assessed up to 24 months
Safety Issue:
Description:
Measure:to measure the 2 year rates of locoregional and distant control
Time Frame:24 months
Safety Issue:
Description:Time to locoregional and distant failure rates will be estimated by the Kaplan-Meier methodology and comparisons will be made using the log-rank test.

Details

Phase:Phase 2
Primary Purpose:Interventional
Overall Status:Active, not recruiting
Lead Sponsor:University of Chicago

Trial Keywords

  • HPV- positive HNSCC
  • head and neck squamous cell carcinoma

Last Updated

September 17, 2020